SEC Form 4 · accession 0001628280-18-009099
Huckleberry.ai, Inc. · DOMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua G James
Officer — Founder, CEO and Chairman · Director · 10% Owner
Period of report
Jul 3, 2018
Accepted (ET)
Jul 3, 2018 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Jul 3, 2018 | P | 100,000 | $21.00 | A | 100,000 | D | |
| Class B Common Stock | Jul 3, 2018 | P | 1,700 | $21.00 | A | 2,143 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series 1 Preferred StockF2,F1 | — | Jul 3, 2018 | C | 3,263,659 | D | — | — | Class A Common Stock | 3,263,659 | 0 | I |
| Class A Common StockF2,F3 | — | Jul 3, 2018 | C | 3,263,659 | A | — | — | Class B Common Stock | 3,263,659 | 3,263,659 | I |
Explanation of responses
- F1The Series 1 Preferred Stock automatically converted into shares of Class A Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
- F2The reported securities are held of record by Cocolalla, LLC. The Reporting Person is the Manager of Cocolalla, LLC with voting and dispositive power over the shares.
- F3The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.