SEC Form 4 · accession 0001628280-18-009096
Huckleberry.ai, Inc. · DOMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cocolalla, LLC
10% Owner
Period of report
Jul 3, 2018
Accepted (ET)
Jul 3, 2018 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505952
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series 1 Preferred StockF2,F1 | — | Jul 3, 2018 | C | 3,263,659 | D | — | — | Class A Common Stock | 3,263,659 | 0 | D |
| Class A Common StockF2,F3 | — | Jul 3, 2018 | C | 3,263,659 | A | — | — | Class B Common Stock | 3,263,659 | 3,263,659 | D |
Explanation of responses
- F1The Series 1 Preferred Stock automatically converted into shares of Class A Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
- F2Joshua G. James, a Section 16 Reporting Person, director and executive officer of the Issuer, is the Manager of Cocolalla, LLC with voting and dispositive power over the shares, and may be deemed to beneficially own the shares held by Cocolalla, LLC.
- F3The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.