SEC Form 4 · accession 0001140361-18-024325
Bankwell Financial Group, Inc. · BWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Lampert
Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 9:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 15, 2018 | A | 500 | $0.00 | A | 500 | D | |
| Common StockF1 | holding | — | — | — | 500 | D | ||
| Common Stock | holding | — | — | — | 15,447 | D | ||
| Common StockF3 | holding | — | — | — | 1,000 | D | ||
| Common Stock | holding | — | — | — | 8,608 | I | IRA | |
| Common Stock | holding | — | — | — | 9,699 | I | Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,000 shares of restricted stock granted on January 10, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in two equal annual installments of 500 shares, with the first installment to vest on December 29, 2017 and the remaining 500 shares to vest on December 31, 2018. As of the Transaction Date, 500 Shares have vested.
- F2500 Shares of restricted stock granted on May 15, 2018, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan which will fully vest on February 7, 2019.
- F31,000 shares of restricted stock granted on March 22, 2018, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on February 7, 2019 and an additional 25% to vest on each annual anniversary of the vesting date thereafter.