SEC Form 4 · accession 0001140361-18-014991
Bankwell Financial Group, Inc. · BWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Lampert
Director
Period of report
Mar 22, 2018
Accepted (ET)
Mar 26, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Mar 22, 2018 | A | 1,000 | $0.00 | A | 1,000 | D | |
| Common StockF1 | holding | — | — | — | 32,854 | D | ||
| Common StockF2 | holding | — | — | — | 500 | D | ||
| Common StockF3 | holding | — | — | — | 500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F19,499 of Shares reported are owned jointly with Spouse.
- F21,000 shares of restricted stock granted on January 10, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in two equal annual installments of 500 shares, with the first installment to vest on December 29, 2017 and the remaining 500 shares to vest on December 31, 2018. As of the Transaction Date, 500 Shares have vested.
- F3500 Shares of restricted stock granted on April 28, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan which will fully vest on April 28, 2018.
- F41,000 shares of restricted stock granted on March 22, 2018, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on February 7, 2019 and an additional 25% to vest on each annual anniversary of the vesting date thereafter.