SEC Form 4 · accession 0001140361-17-040443
Bankwell Financial Group, Inc. · BWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penko Krassimir Ivanov
Officer — EVP & Chief Financial Officer
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 31, 2017 | P | 23 | $36.6345 | A | 461 | D | |
| Common Stock | Oct 31, 2017 | P | 27 | $36.95 | A | 92 | I | IRA |
| Common StockF1 | holding | — | — | — | 5,625 | D | ||
| Common Stock | holding | — | — | — | 1,875 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F17,500 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on September 26, 2017 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 1,875 Shares have vested.
- F2461 Shares reported are held jointly with spouse.