SEC Form 4 · accession 0001140361-16-090354
Bankwell Financial Group, Inc. · BWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George P Bauer
Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 16, 2016 | S | 2,905 | $32.22 | D | 157,895 | I | Held in Foundation |
| Common StockF3 | Dec 19, 2016 | S | 4,000 | $31.74 | D | 153,895 | I | Held in Foundation |
| Common StockF1 | holding | — | — | — | 200 | D | ||
| Common Stock | holding | — | — | — | 248,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of today, 600 Shares have vested.
- F2Range of reported sale price is $32.20 - $32.40. Reporting person agrees to provide individual transaction information to the SEC upon request.
- F3Range of reported sale price is $31.70 - $31.78. Reporting person agrees to provide individual transaction information to the SEC upon request.