SEC Form 4 · accession 0001140361-16-068887
Bankwell Financial Group, Inc. · BWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher R Gruseke
Officer — President & CEO
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 11:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 3, 2016 | P | 1,000 | $21.35 | A | 1,000 | D | |
| Common StockF1 | holding | — | — | — | 30,000 | D | ||
| Common StockF2 | holding | — | — | — | 75,794 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F140,000 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal installments of 25%, with the first installment to vest on December 1, 2015 and an additional 25% to vest on the anniversary of the vesting date thereafter. 10,000 shares have vested as of the date of this filing.
- F260,794 Shares reported are owned jointly with Spouse.
- F3All Shares held jointly with Spouse.