SEC Form 5 · accession 0001140361-16-049159
Bankwell Financial Group, Inc. · BWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Brandt
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 29, 2016 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 100 | D | ||
| Common Stock | holding | — | — | — | 200 | D | ||
| Common StockF2 | holding | — | — | — | 1,460 | I | Deferred Compensation Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1300 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016. As of the Transaction Date, 200 Shares have vested.
- F2This Form 5 is being filed to update the total amount of Deferred Compensation held as of 12/31/15 - 1,460.