SEC Form 4 · accession 0001140361-16-047603
Bankwell Financial Group, Inc. · BWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher R Gruseke
Officer — President & CEO
Period of report
Dec 21, 2015
Accepted (ET)
Jan 12, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2015 | P | 129 | $19.6657 | A | 129 | I | Joint with Wife |
| Common StockF1 | holding | — | — | — | 30,000 | D | ||
| Common Stock | holding | — | — | — | 15,000 | D | ||
| Common Stock | holding | — | — | — | 60,534 | I | Joint with Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F140,000 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal installments of 25%, with the first installment to vest on December 1, 2015 and an additional 25% to vest on the anniversary of the vesting date thereafter. 10,000 shares have vested as of the date of this filing.