SEC Form 4 · accession 0001140361-15-012174
Bankwell Financial Group, Inc. · BWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Gruseke
Officer — President & CEO
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | P | 100 | $18.67 | A | 100 | I | Joint withWife |
| Common Stock | Mar 13, 2015 | P | 100 | $18.69 | A | 100 | I | Joint with Wife |
| Common Stock | Mar 13, 2015 | P | 400 | $18.68 | A | 400 | I | Joint with Wife |
| Common Stock | Mar 13, 2015 | P | 400 | $18.70 | A | 400 | I | Joint with Wife |
| Common Stock | Mar 13, 2015 | P | 100 | $18.71 | A | 100 | I | Joint with Wife |
| Common Stock | Mar 13, 2015 | P | 301 | $18.70 | A | 301 | I | Joint with Wife |
| Common Stock | Mar 13, 2015 | P | 283 | $18.72 | A | 283 | I | Joint with Wife |
| Common Stock | Mar 13, 2015 | P | 316 | $18.80 | A | 316 | I | Joint with Wife |
| Common Stock | Mar 13, 2015 | P | 800 | $18.85 | A | 800 | I | Joint with Wife |
| Common Stock | Mar 13, 2015 | P | 200 | $18.84 | A | 200 | I | Joint with Wife |
| Common StockF1 | holding | — | — | — | 14,000 | D | ||
| Common Stock | holding | — | — | — | 33,625 | I | Joint with Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $14.00 | holding | — | — | — | Oct 1, 2015 | Dec 1, 2015 | Common Stock | 4,509 | 4,509 | D |
Explanation of responses
- F1Each Unit consists of one share of Common Stock and an attached Warrant which gives the Reporting Person the right to purchse .3221 shares of the Company's Common Stock at $14.00 per share once exercised. The exercise period for the Warrants is currently set for October 1, 2015 though December 1, 2015. The associated Common Stock is disclosed in Table I, and the associated Warrants in Table II.