SEC Form 4 · accession 0001013762-15-000137
DecisionPoint Systems, Inc. · DPSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Alan Henry
Officer — SR VP Operations and Software
Period of report
Dec 23, 2014
Accepted (ET)
Feb 10, 2015 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,031 | D | ||
| Common StockF1 | holding | — | — | — | 64,720 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $1.90 | Dec 31, 2006 | A | 14,389 | A | — | Dec 31, 2016 | Common Stock | 14,389 | 14,389 | D |
| Stock Options (right to buy)F3 | $2.17 | Jun 15, 2011 | A | 13,827 | A | — | Jun 15, 2021 | Common Stock | 13,827 | 28,216 | D |
| Stock Options (right to buy)F4 | $0.33 | Dec 23, 2012 | A | 200,000 | A | — | Dec 23, 2019 | Common Stock | 200,000 | 228,216 | D |
Explanation of responses
- F1Shares allocated to reporting person's ESOP account as of reporting date
- F2Exercisable equally over 5 years beginning on 12/31/07
- F3Exercisable equally over 5 years beginning on 6/15/12
- F4Exercisable 1/3 on the one year anniversary and the remaining unvested shares exercisable equally over 8 quarterly periods beginning on March 23, 2016