SEC Form 4 · accession 0001013762-15-000134
DecisionPoint Systems, Inc. · DPSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Patrick Roe
Officer — Chief Financial Officer
Period of report
Dec 23, 2014
Accepted (ET)
Feb 10, 2015 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505611
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options (right to buy)F1 | $0.31 | Oct 1, 2014 | A | 100,000 | A | — | Oct 1, 2019 | Common Stock | 100,000 | 100,000 | D |
| Non-qualified Stock Options (right to buy)F2 | $0.33 | Dec 23, 2014 | A | 150,000 | A | — | Dec 23, 2019 | Common Stock | 150,000 | 250,000 | D |
Explanation of responses
- F1Exercisable 34,000 immediately and 33,000 on each of the first two one year anniversaries (October 1, 2015 and October 1, 2016)
- F2Exercisable 50,000 on the one year anniversary and 12,500 exercisable equally over 8 quarterly periods beginning on March 23, 2016