SEC Form 4 · accession 0001013762-15-000131
DecisionPoint Systems, Inc. · DPSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Guttilla
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Convertible Preferred StockF1 | $0.71 | Dec 31, 2012 | P | 1,100 | A | Dec 31, 2012 | — | Common Stock | 15,493 | 15,493 | D |
| Series D Convertible Preferred StockF1 | $0.71 | Apr 22, 2014 | J | 40 | A | Apr 22, 2014 | — | Common Stock | 563 | 16,056 | D |
| Stock Options (right to buy) | $0.38 | Dec 31, 2014 | A | 14,211 | A | Dec 31, 2014 | Dec 31, 2017 | Common Stock | 14,211 | 30,267 | D |
Explanation of responses
- F1The Series D Convertible Preferred Stock may be converted into shares of Common Stock by the holder at any time and has no expiration date.
- F2Reflects dividends paid to holders of Series D Convertible Preferred Stock that was paid (issued) in shares of Series D Convertible Preferred Stock.