SEC Form 4 · accession 0001209191-16-145418
Regulus Therapeutics Inc. · RGLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Grint
Officer — President & CEO · Director
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505512
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.52 | Oct 5, 2016 | A | 186,640 | A | — | Oct 4, 2026 | Common Stock | 186,640 | 186,640 | D |
Explanation of responses
- F125% of the shares vest on October 5, 2017 and the remainder of the shares vest in equal installments on a monthly basis thereafter, such that the option is fully vested on October 5, 2021.