SEC Form 3 · accession 0001567619-19-005788
BioRestorative Therapies, Inc. · BRTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale Broadrick
10% Owner
Period of report
Feb 19, 2019
Accepted (ET)
Mar 1, 2019 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,161,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to acquire Common Stock | $0.85 | holding | — | — | — | Feb 19, 2019 | Feb 19, 2024 | Common Stock | 500,000 | — | D |
| Warrant to acquire Common Stock | $0.70 | holding | — | — | — | Feb 19, 2019 | Feb 19, 2020 | Common Stock | 500,000 | — | D |