SEC Form 4 · accession 0001140361-15-005131
BioRestorative Therapies, Inc. · BRTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward L. Field
Officer — President brtxDISC Division
Period of report
Feb 9, 2015
Accepted (ET)
Feb 10, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505497
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.46 | Feb 9, 2015 | A | 500,000 | A | — | Feb 9, 2025 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1The option vests to the extent of 166,667 shares on each of February 9, 2016 and 2017 and 166,666 shares on February 9, 2018.