SEC Form 4 · accession 0001144204-16-103040
Swisher Hygiene Inc. · SWSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
Jad Fakhry
10% Owner
POPLAR POINT CAPITAL MANAGEMENT LLC
10% Owner
POPLAR POINT CAPITAL GP LLC
10% Owner
POPLAR POINT CAPITAL PARTNERS LP
10% Owner
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504747
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2016 | S | 65,150 | $0.92 | A | 0 | D | |
| Common StockF1 | May 16, 2016 | S | 38,900 | $0.94 | A | 2,223,566 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being jointly filed by Poplar Point Capital Management LLC ("PPCM"), Poplar Point Capital Partners LP ("PPCP"), Poplar Point Capital GP LLC ("PPCGP"), and Mr. Jad Fakhry (collectively with PPCM, PPCP and PPCGP, the "Reporting Persons") with respect to shares of common stock of the above-named issuer owned by PPCP. PPCM is the investment manager for PPCP. PPCGP is the general partner of PPCP, Mr. Fakhry is the manager of PPCM and PPCGP, and owns a controlling interest in, PPCM and PPCGP. The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).