SEC Form 3 · accession 0001477932-17-002979
Loop Industries, Inc. · LOOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Young
Director
Period of report
Jul 5, 2016
Accepted (ET)
Jun 26, 2017 · 6:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504678
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 6,600 | D | ||
| Common StockF1 | holding | — | — | — | 200,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantF1,F2 | $0.80 | holding | — | — | — | — | Dec 1, 2017 | Common Stock | 80,000 | — | I |
Explanation of responses
- F1Securities are held by 9121820 Canada Inc., a corporation duly formed and existing under the laws of Canada and controlled by Brian Young.
- F2Shares underlying warrant shall vest upon the date that the Company enters into a certain commercial agreement.