SEC Form 4 · accession 0000899243-16-013202
PennantPark Floating Rate Capital Ltd. · PFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel L Katz
Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2016 | P | 4,140 | $10.503 | A | 119,800 | D | |
| Common Stock | holding | — | — | — | 300 | I | Held by various related trusts |
Table II — derivative securities
No Table II lines on this filing.