SEC Form 4 · accession 0000899243-15-008825
PennantPark Floating Rate Capital Ltd. · PFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Flug
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | P | 500 | $11.60 | A | 3,500 | D | |
| Common Stock | holding | — | — | — | 12,000 | I | Held by various related trusts |
Table II — derivative securities
No Table II lines on this filing.