SEC Form 4 · accession 0001104659-16-133387
NGL Energy Partners LP · NGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent J Osterman
Officer — President, Eastern Retail OP · Director
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Jul 15, 2016 | A | 45,000 | $0.00 | A | 164,777 | D | |
| Common UnitsF1 | holding | — | — | — | 122,016 | I | BY: OSTERMAN FAMILY FOUNDATION | |
| Common UnitsF1 | holding | — | — | — | 110,587 | I | BY: AO ENERGY, INC. | |
| Common UnitsF1,F2 | holding | — | — | — | 559,784 | I | BY: MILFORD PROPANE INC. | |
| Common UnitsF1,F3 | holding | — | — | — | 1,445,850 | I | BY: OSTERMAN PROPANE INC. | |
| Common UnitsF1 | holding | — | — | — | 394,350 | I | BY: E. OSTERMAN, INC. | |
| Common UnitsF1,F2 | holding | — | — | — | 301,700 | I | BY: E. OSTERMAN GAS SERVICES, INC. | |
| Common UnitsF1 | holding | — | — | — | 669,300 | I | BY: E. OSTERMAN PROPANE INC. | |
| Common UnitsF1 | holding | — | — | — | 36,450 | I | BY: PROPANE GAS, INC. THROUGH PROPANE GAS, LLC | |
| Common UnitsF1 | holding | — | — | — | 214,600 | I | BY: SAVEWAY PROPANE GAS SERVICES, INC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose.
- F2Mr. Osterman holds no equity interest in this entity.
- F3These securities are held directly by Osterman Propane, Inc. Osterman Propane, Inc. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose.