SEC Form 4 · accession 0001104659-15-061181
NGL Energy Partners LP · NGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn W Coady
Officer — President, Retail Division · Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 20, 2015 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Aug 17, 2015 | P | 2,000 | $26.9271 | A | 86,519 | D | |
| Common UnitsF2 | holding | — | — | — | 2,320,391 | I | SEE FTN | |
| Common UnitsF3 | holding | — | — | — | 110,000 | I | SEE FTN |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $26.91and $26.93. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F2The units reported on this line are held by the SWC Family Partnership LP. SWC Family Partnership LP is a limited partnership which is solely owned by SWC General Partner LLC. The Reporting Person is the sole member of SWC General Partner, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose.
- F3The units reported on this line are held by the 2012 Shawn W. Coady Irrevocable Insurance Trust, for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose.