SEC Form 4 · accession 0001424422-16-000038
BioPharmX Corp · BPMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Hubbard
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504167
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF1 | $0.42 | Dec 8, 2016 | A | 150,000 | A | Jan 8, 2017 | Dec 8, 2026 | Common stock | 150,000 | 150,000 | D |
Explanation of responses
- F1This option vests ratably over 12 months with the first vesting starting on 1/8/17.