SEC Form 4 · accession 0001225208-16-030538
BioPharmX Corp · BPMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2016 | P | 540,000 | $1.20 | A | 4,640,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $1.20 | Mar 29, 2016 | P | 270,000 | A | Mar 29, 2021 | Mar 29, 2021 | Common Stock | 270,000 | 270,000 | I |
Explanation of responses
- F1See Exhibts 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
exhibit99-1bpmx.txt, exhibit99-2bpmx.txt