SEC Form 4 · accession 0001209191-17-033707
BankUnited, Inc. · BKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Pauls
Director
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 16, 2017 | A | 1,000 | $0.00 | A | 32,380 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 31,000 | I | As co-trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 1,000 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 16, 2017, and will vest in substantially equal installments on each of the first three anniversaries of the grant date.
- F2Shares held by the Pauls Family Foundation, for which Mr. Pauls serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.