SEC Form 4 · accession 0000914190-18-000242
ORANGEHOOK, INC. · ORHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Miller
Director · 10% Owner
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001503985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 243,384 | D | ||
| Common Stock | holding | — | — | — | 682 | I | By adult household member |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $3.28 | May 23, 2018 | A | 25,000 | A | — | May 23, 2028 | Common Stock | 25,000 | 25,000 | D |
| Common Stock Warrants (right to buy)F1,F2 | $3.28 | May 23, 2018 | A | 100,000 | A | — | May 23, 2025 | Common Stock | 100,000 | 100,000 | D |
| Common Stock Warrants (right to buy)F2 | $7.00 | Apr 11, 2018 | G | 117,975 | D | — | Dec 31, 2024 | Common Stock | 117,975 | 0 | D |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Sep 9, 2021 | Common Stock | 17,875 | 17,875 | D |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Dec 11, 2021 | Common Stock | 715 | 715 | I |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Jan 5, 2022 | Common Stock | 7,150 | 7,150 | D |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Apr 1, 2022 | Common Stock | 7,150 | 7,150 | D |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Jan 25, 2023 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Jan 29, 2023 | Common Stock | 50,000 | 50,000 | I |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Jun 29, 2023 | Common Stock | 5,000 | 5,000 | D |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Oct 25, 2023 | Common Stock | 73,073 | 73,073 | D |
| Series OH-2 Convertible Preferred StockF3 | — | holding | — | — | — | — | — | Common Stock | 446,446 | 3,122 | D |
| Series OH-2 Convertible Preferred StockF3 | — | holding | — | — | — | — | — | Common Stock | 1,430 | 10 | I |
Explanation of responses
- F1The exercise price is an average of the bid and ask as prescribed by the OrangeHook 2016 Equity Incentive Plan.
- F2Fully exercisable.
- F3Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of OrangeHook common stock and does not have an expiration date. This amount reflects the cumulative number of shares of Series OH-2 Convertible Preferred Stock Reporting Person holds, all previously reported.