SEC Form 4 · accession 0000914190-18-000241
ORANGEHOOK, INC. · ORHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Miller
Director · 10% Owner
Period of report
Dec 1, 2016
Accepted (ET)
May 25, 2018 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001503985
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series OH-2 Convertible Preferred StockF3,F1,F2 | — | Dec 1, 2016 | A | 1,022 | A | — | — | Common Stock | 146,146 | 1,022 | D |
Explanation of responses
- F1In accordance with the terms of the Merger Agreement, each share of OrangeHook preferred stock was exchanged for one share of a new series of preferred stock of Nuvel, par value $0.001 per share, titled "Series OH-2 Convertible Preferred Stock." Each share of Series OH-2 Convertible Preferred Stock is convertible at any time into 143 shares of common stock at the election of the holder.
- F2Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Nuvel common stock and does not have an expiration date.
- F3These shares were omitted from the reporting person's original Form 3, and also were omitted from the Forms 4 filed after reporting person's original Form 3 was filed.