SEC Form 4 · accession 0000914190-18-000236
ORANGEHOOK, INC. · ORHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Dodge
Director
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001503985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $3.28 | May 23, 2018 | A | 25,000 | A | — | May 23, 2028 | Common Stock | 25,000 | 25,000 | D |
| Series OH-2 Convertible Preferred StockF1 | — | holding | — | — | — | — | — | Common Stock | 3,575 | 25 | D |
| Common Stock Warrants (right to buy)F2 | $7.00 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 1,788 | 1,788 | D |
Explanation of responses
- F1Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of OrangeHook common stock and does not have an expiration date.
- F2Fully exercisable.
- F3The exercise price is an average of the bid and ask as prescribed by the OrangeHook 2016 Equity Incentive Plan.