SEC Form 4 · accession 0000914190-18-000234

ORANGEHOOK, INC. · ORHK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

May 23, 2018

Accepted (ET)

May 25, 2018 · 5:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001503985

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	125,442	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1,F2	$3.28	May 23, 2018	A	25,000	A	—	May 23, 2028	Common Stock	25,000	25,000	D
Common Stock Warrants (right to buy)^F2	$10.00	holding	—	—	—	—	Sep 8, 2021	Common Stock	25,000	25,000	D
Common Stock Warrants (right to buy)^F2	$7.00	holding	—	—	—	—	Dec 2, 2021	Common Stock	7,150	7,150	D
Common Stock Warrants (right to buy)^F2	$7.00	holding	—	—	—	—	Jul 17, 2024	Common Stock	7,150	7,150	D
Common Stock Warrants (right to buy)^F2	$7.00	holding	—	—	—	—	Dec 31, 2024	Common Stock	12,513	12,513	D
Series OH-2 Convertible Preferred Stock^F3	—	holding	—	—	—	—	—	Common Stock	53,625	375	D
10% Convertible Promissory Note^F4	$7.00	holding	—	—	—	—	—	Common Stock	—	—	D

F1The exercise price is an average of the bid and ask as prescribed by the OrangeHook 2016 Equity Incentive Plan.
F2Fully exercisable.
F3Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of OrangeHook common stock and does not have an expiration date. This amount reflects the cumulative number of shares of Series OH-2 Convertible Preferred Stock Reporting Person holds, all previously reported.
F4Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.