SEC Form 4 · accession 0000914190-18-000231
ORANGEHOOK, INC. · ORHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brittany Thiele
Officer — Dir. of Finance and Ch Acct Of
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001503985
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $3.28 | May 23, 2018 | A | 75,000 | A | — | May 23, 2028 | Common Stock | 75,000 | 75,000 | D |
| Stock Option (right to buy)F1 | $3.18 | holding | — | — | — | — | Nov 29, 2026 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F18,334 shares vested on 11/29/17 and 8,333 shares vest on each of 11/29/18 and 11/29/19.
- F225,000 shares vested on 5/23/18 and 25,000 shares will vest on each of 5/23/19 and 5/23/20.
- F3The exercise price is an average of the bid and ask as prescribed by the OrangeHook 2016 Equity Incentive Plan.