SEC Form 4 · accession 0000914190-18-000088

ORANGEHOOK, INC. · ORHK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 17, 2017

Accepted (ET)

Feb 26, 2018 · 7:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001503985

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 31, 2017	J	6,517	—	A	125,442	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series OH-2 Convertible Preferred Stock^F2	—	Jul 17, 2017	P	100	A	—	—	Common Stock	14,300	100	D
Common Stock Warrants (right to buy)^F3	$7.00	Jul 17, 2017	P	7,150	A	—	Jul 17, 2024	Common Stock	7,150	7,150	D
10% Convertible Promissory Note^F5,F4	$7.00	Dec 31, 2017	J	—	D	—	—	Common Stock	—	—	D
Series OH-2 Convertible Preferred Stock^F5,F2	—	Dec 31, 2017	J	175	A	—	—	Common Stock	25,025	175	D
Common Stock Warrants (right to buy)^F5,F3	$7.00	Dec 31, 2017	J	12,513	A	—	Dec 31, 2024	Common Stock	12,513	12,513	D
Series OH-2 Convertible Preferred Stock^F2	—	holding	—	—	—	—	—	Common Stock	14,300	100	D
Common Stock Warrants (right to buy)^F3	$10.00	holding	—	—	—	—	Sep 8, 2021	Common Stock	25,000	25,000	D
Common Stock Warrants (right to buy)^F3	$7.00	holding	—	—	—	—	Dec 2, 2021	Common Stock	7,150	7,150	D

F1Pursuant to a Conversion Agreement, dated as of February 16, 2018, the Company issued shares of Common Stock in lieu of the payment of $32,580.84 of cash dividends accrued on shares of Series OH-2 Convertible Preferred Stock, at a conversion rate of one share of Common Stock per $5.00 of accrued dividends. The conversion was dated effective as of 12-31-17.
F2Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.
F3Fully exercisable.
F4Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.
F5Pursuant to a Conversion Agreement, dated as of February 16, 2018, the Company issued Units, consisting of Series OH-2 Preferred Stock and Warrants, upon the conversion of outstanding debt, with a conversion price of one Unit per $1,000 of converted debt. The conversion was dated effective as of 12-31-17.