SEC Form 4 · accession 0000914190-18-000081

ORANGEHOOK, INC. · ORHK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel & Secretary

Period of report

Dec 27, 2016

Accepted (ET)

Feb 26, 2018 · 7:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001503985

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 27, 2016	C	16,667	$0.00	A	16,667	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series OH-1 Convertible Preferred Stock^F1,F2	—	Dec 27, 2016	C	782	D	—	—	Common Stock	16,667	0	D
Stock Option (right to buy)^F4,F3,F5	$3.18	holding	—	—	—	—	Nov 21, 2026	Common Stock	66,666	66,666	D

F1Represents the conversion of 781.97 shares of Series OH-1 Convertible Preferred Stock into common stock.
F2On 12-1-16, OrangeHook, Inc., a Florida corporation formerly named Nuvel Holdings, Inc. (the "Company"), acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger (the "Transaction"). On 12-27-2016, the Company amended its articles of incorporation to, among other administrative revisions, effect a one-for-1,200,000 reverse stock split of the Company's common stock (the "Reverse Stock Split"). The Reverse Stock Split did not affect the par value of the Company's common stock or the number of shares of capital stock authorized for issuance.
F3Upon completion of the Reverse Stock Split, all securities convertible or exercisable into shares of Series OH-1 Convertible Preferred Stock were converted into shares or other securities convertible or exercisable into common stock (the "Conversion").
F4This option was previously reported as covering 3,127.79 shares of Series OH-1 at an exercise price of $67.78 per share, but was adjusted to reflect the Conversion.
F533,333 shares vest on each of November 21, 2017 and November 21, 2018.