SEC Form 5 · accession 0000914190-17-000046
ORANGEHOOK, INC. · ORHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Philbin
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001503985
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.18 | Dec 1, 2016 | A | 100,000 | A | Nov 9, 2017 | Nov 8, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1On December 27, 2016, the Company filed the Articles Amendment, as approved, with the Secretary of State of Florida. Among other administrative revisions, the Articles Amendment effects a one-for-1,200,000 reverse stock split of the Company's issued and outstanding shares of common stock (the "Reverse Stock Split"). Immediately upon completion of the Reverse Stock Split, all shares and other securities convertible or exercisable into shares of Series OH-1 Convertible Preferred Stock were converted into shares or other securities convertible or exercisable into common stock. The Reverse Stock Split did not affect the par value of the Company's common stock or the number of shares of capital stock authorized for issuance. All stock option amounts and exercise prices in the filing relating to securities have been adjusted to reflect the one-for-1,200,000 Reverse Stock Split.