SEC Form 4 · accession 0000914190-16-000899
ORANGEHOOK, INC. · ORHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P. Resnick
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Nov 28, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001503985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 8, 2015 | A | 500,000 | $0.00 | A | 500,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.20 | Jun 30, 2015 | A | 8,513,078 | A | Jun 30, 2015 | Jun 30, 2020 | Common Stock | 8,513,078 | 8,513,078 | D |
Explanation of responses
- F1Represents shares of restricted common stock that vest as to 1/3 of the shares immediately upon grant, 1/3 of the shares upon closing of the acquisition of equity or assets of OrangeHook, Inc. by the Issuer (the "Transaction") and 1/3 of the shares upon the 1st anniversary of the closing of Transaction.
Remarks
Mr. Resnick was appointed as a director on 7/30/15.