SEC Form 4/A · accession 0001104659-18-045047
Quanterix Corp · QTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Marijn E Dekkers
Director
Period of report
Dec 11, 2017
Accepted (ET)
Jul 13, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001503274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2017 | C | 77,378 | — | A | 77,378 | D | |
| Common StockF2 | Dec 11, 2017 | P | 40,000 | $15.00 | A | 117,378 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D-1 Preferred StockF1,F3,F4 | — | Dec 11, 2017 | C | 248,694 | D | — | — | Common Stock | 77,378 | 0 | D |
Explanation of responses
- F1The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.
- F2Reflects shares of common stock purchased in the Issuer's initial public offering. This amendment is being filed solely to report this purchase of shares of common stock, which was inadvertently omitted from the Form 4 filed on December 11, 2017.
- F3These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.
- F4Not applicable.