SEC Form 4 · accession 0001209191-17-019632
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis X. Ervin Jr.
Officer — EVP and Chief Risk Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 7, 2017 | M | 4,799 | $0.00 | A | 21,476 | D | |
| Common Stock, par value $0.01 per share | Mar 7, 2017 | F | 1,313 | $19.44 | D | 20,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock UnitF1 | $0.00 | Mar 7, 2017 | A | 4,799 | A | Mar 7, 2017 | Mar 7, 2017 | Common Stock, par vaue $0.01 per share | 4,799 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of EVER common stock.