SEC Form 4 · accession 0001209191-17-019624
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Clements
Officer — Chairman and CEO · Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 7, 2017 | M | 31,422 | $0.00 | A | 1,858,468 | D | |
| Common Stock, par value $0.01 per share | Mar 7, 2017 | F | 13,182 | $19.44 | D | 1,845,286 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | holding | — | — | — | 996,675 | I | By wife, Ann H. Clements | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 70,404 | I | As custodian on behalf of his three children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock Unit | $0.00 | Mar 7, 2017 | M | 31,422 | D | Mar 7, 2017 | Mar 7, 2017 | Common Stock, par value $0.01 per share | 31,422 | 0 | D |
Explanation of responses
- F1Includes 199,980 shares held by the reporting person's wife, Ann H. Clements, as custodian on behalf of three children.
- F2The reporting person does not have any voting or dispositive power over and disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.