SEC Form 4 · accession 0001209191-17-019621
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Surface
Officer — Executive Vice President
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 7, 2017 | M | 10,200 | $0.00 | A | 10,200 | D | |
| Common Stock, par value $0.01 per share | Mar 7, 2017 | F | 2,790 | $19.44 | D | 7,410 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 19,257 | I | Held through the reporting person's relationship with Surface Investment Partnership, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock Unit | $0.00 | Mar 7, 2017 | M | 10,200 | D | Mar 7, 2017 | Mar 7, 2017 | Common Stock, par value $0.01 per share | 10,200 | 0 | D |