SEC Form 4 · accession 0001209191-16-150279

TIAA FSB Holdings, Inc. · EVER

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John S Surface

Officer — Executive Vice President

Period of report

Nov 11, 2016

Accepted (ET)

Nov 15, 2016 · 5:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001502749

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share	Nov 11, 2016	M	79,377	$8.55	A	308,736	D
Common Stock, par value $0.01 per share	Nov 11, 2016	S	79,377	$19.33	D	229,359	D
Common Stock, par value $0.01 per share	Nov 14, 2016	M	28,179	$8.55	A	257,498	D
Common Stock, par value $0.01 per share^F1	Nov 14, 2016	S	28,179	$19.3379	D	229,359	D
Common Stock, par value $0.01 per share^F2	Nov 15, 2016	M	300,000	$11.5459	A	529,359	D
Common Stock, par value $0.01 per share^F3	Nov 15, 2016	S	300,000	$19.3045	D	229,359	D
Common Stock, par value $0.01 per share	Nov 15, 2016	M	13,666	$13.21	A	243,025	D
Common Stock, par value $0.01 per share^F4	Nov 15, 2016	S	13,666	$19.3303	D	229,359	D
Common Stock, par value $0.01 per share	holding	—	—		—	19,257	I	Held through the reporting person's relationship with Surface Investment Partnership, Ltd.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)	$8.55	Nov 11, 2016	M	79,377	D	Jul 21, 2010	Jul 20, 2018	Common Stock, par value $0.01 per share	110,000	30,663	D
Employee Stock Option (right to buy)	$8.55	Nov 14, 2016	M	28,179	D	Jul 21, 2010	Jul 20, 2018	Common Stock, par value $0.01 per share	30,663	2,484	D
Employee Stock Option (right to buy)	$8.55	Nov 15, 2016	M	2,484	D	Jul 21, 2010	Jul 20, 2018	Common Stock, par value $0.01 per share	2,484	0	D
Employee Stock Option (right to buy)	$10.55	Nov 15, 2016	M	183,333	D	Jul 21, 2011	Jul 20, 2018	Common Stock, par value $0.01 per share	183,333	0	D
Employee Stock Option (right to buy)	$13.21	Nov 15, 2016	M	114,183	D	Jul 21, 2012	Jul 20, 2018	Common Stock, par value $0.01 per share	146,667	32,484	D
Employee Stock Option (right to buy)	$13.21	Nov 15, 2016	M	13,666	D	Jul 21, 2012	Jul 20, 2018	Common Stock, par value $0.01 per share	32,484	18,818	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.36, inclusive. The reporting person undertakes to provide to EverBank Financial Corp, any security holder of EverBank Financial Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this Form 4.
F2The exercise price reported in Column 4 is a weighted average price. These shares were exercised from multiple option grants at prices ranging from $8.55, 10.55 and $13.21.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.33, inclusive. The reporting person undertakes to provide to EverBank Financial Corp, any security holder of EverBank Financial Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.335, inclusive. The reporting person undertakes to provide to EverBank Financial Corp, any security holder of EverBank Financial Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this Form 4.