SEC Form 4 · accession 0001209191-16-122657
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell B Newton III
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 21, 2016 | M | 2,601 | $0.00 | A | 8,415 | D | |
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 2,794,235 | I | By the 1995 Newton Family Limited Partnership, LLLP | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 186,155 | I | By DV Properties, Inc. | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 641,928 | I | By Timucuan Fund, L.P. | |
| Common Stock, par value $0.01 per shareF4 | holding | — | — | — | 387,430 | I | By R2 Partners |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock Unit | $0.00 | May 21, 2016 | M | 2,601 | D | May 21, 2016 | May 21, 2016 | Common Stock, par value $0.01 per share | 2,601 | 0 | D |
| Restricted Common Stock Unit | $0.00 | May 19, 2016 | A | 3,533 | A | May 19, 2017 | May 19, 2017 | Common Stock, par value $0.01 per share | 3,533 | 3,533 | D |
Explanation of responses
- F1The reporting person is the sole manager of Newton O5, LLC, the general partner of the 1995 Newton Family Limited Partnership, LLLP
- F2The reporting person is Director and President of DV Properties, Inc.
- F3The reporting person is the controlling partner of Timucuan Fund Management, L.P., the general partner of Timucuan Fund, L.P.
- F4The reporting person is one of two general partners of R2 Partners and owns 50% of the partnership units of R2 Partners.