SEC Form 4 · accession 0001209191-16-122642
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Radford Lovett II
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 21, 2016 | M | 2,601 | $0.00 | A | 12,030 | D | |
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 594,532 | I | By W. Radford Lovett II GST Exempt Trust | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 810,450 | I | By Lovett Miller Venture Fund III, Limited Partnership | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 32,096 | I | By Lovett Miller & Co. Incorporated Profit Sharing Plan, FBO William Radford Lovett II | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 22,475 | I | By a family member sharing the reporting person's household. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock Unit | $0.00 | May 21, 2016 | M | 2,601 | D | May 21, 2016 | May 21, 2016 | Common Stock, par value $0.01 per share | 2,601 | 0 | D |
| Restricted Common Stock Unit | $0.00 | May 19, 2016 | A | 3,533 | A | May 19, 2017 | May 19, 2017 | Common Stock, par value $0.01 per share | 3,533 | 3,533 | D |
Explanation of responses
- F1The reporting person is the trustee of the W. Radford Lovett II GST Exempt Trust.
- F2The reporting person is a managing director of Lovett Miller Venture Partners III, LLC, the general partner of Lovett Miller Venture Fund III, Limited Partnership.