SEC Form 4/A · accession 0001209191-16-116491
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert M Clements
Officer — Chairman and CEO · Director
Period of report
Mar 29, 2016
Accepted (ET)
Apr 29, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock UnitF1,F2,F3 | $0.00 | Mar 29, 2016 | A | 45,968 | A | Mar 28, 2019 | Mar 28, 2019 | Common Stock, par vaue $0.01 per share | 45,968 | 45,968 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of EVER common stock.
- F2Due to an administrative error a greater number of shares was originally reported for the officer. This amendment corrects the number of shares which were subject to the Restricted Common Stock Unit.
- F3The restricted stock units will be settled in shares of EVER common stock upon the lapse of the restrictions on March 28, 2019.