SEC Form 4 · accession 0001209191-16-107123
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Surface
Officer — Executive Vice President
Period of report
Mar 6, 2016
Accepted (ET)
Mar 8, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 6, 2016 | M | 10,472 | $0.00 | A | 232,372 | D | |
| Common Stock, par value $0.01 per share | Mar 6, 2016 | F | 3,013 | $14.11 | D | 229,359 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 19,257 | I | Held through the reporting person's relationship with Surface Investment Partnership, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock Unit | $0.00 | Mar 6, 2016 | M | 10,472 | D | Mar 6, 2016 | Mar 6, 2016 | Common Stock, par value $0.01 per share | 10,472 | 0 | D |