SEC Form 4 · accession 0001209191-15-064904
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Surface
Officer — Executive Vice President
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 6, 2015 | M | 15,000 | $6.09 | A | 276,900 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 6, 2015 | S | 15,000 | $20.2796 | D | 261,900 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 6, 2015 | S | 40,000 | $20.2796 | D | 221,900 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 19,257 | I | Held through the reporting person's relationship with Surface Investment Partnership, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $6.09 | Aug 6, 2015 | M | 15,000 | D | Feb 1, 2011 | Feb 1, 2016 | Common Stock, par value $0.01 per share | 15,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.22 to $20.40, inclusive. The reporting person undertakes to provide to EverBank Financial Corp, any security holder of EverBank Financial Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this Form 4.