SEC Form 4 · accession 0001209191-15-061252
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Clements
Officer — Chairman and CEO · Director
Period of report
Jul 14, 2015
Accepted (ET)
Jul 16, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Jul 14, 2015 | S | 5,000 | $20.00 | D | 1,847,495 | D | |
| Common Stock, par value $0.01 per shareF2,F3 | holding | — | — | — | 996,675 | I | By wife, Ann H. Clements | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 70,404 | I | As custodian on behalf of his three children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.
- F2Includes 199,980 shares held by the reporting person's wife, Ann H. Clements, as custodian on behalf of three children.
- F3The reporting person does not have any voting or dispositive power over and disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.