SEC Form 4 · accession 0001209191-15-052786
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Blake Wilson
Officer — President and COO · Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Jun 10, 2015 | M | 30,851 | $5.33 | A | 422,256 | D | |
| Common Stock, par value $0.01 per shareF2 | Jun 10, 2015 | S | 30,851 | $19.0034 | D | 391,405 | D | |
| Common Stock, par value $0.01 per share | Jun 11, 2015 | M | 45,240 | $5.33 | A | 436,645 | D | |
| Common Stock, par value $0.01 per shareF3 | Jun 11, 2015 | S | 45,240 | $19.0208 | D | 391,405 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 10,977 | I | Wilson Family Irrevocable Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 40,931 | I | As Trustee of the W. Blake Wilson 5-Year Grantor Retained Annuity Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 27,811 | I | As Trustee of the W. Blake Wilson 2012 2-Year Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $5.33 | Jun 10, 2015 | M | 30,851 | D | Jan 2, 2006 | Jan 2, 2017 | Common Stock, par value $0.01 per share | 30,851 | 131,649 | D |
| Employee Stock Option (right to buy)F4 | $5.33 | Jun 11, 2015 | M | 45,240 | D | Jan 2, 2006 | Jan 2, 2017 | Common Stock, par value $0.01 per share | 45,240 | 86,409 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.02, inclusive. The reporting person undertakes to provide to EverBank Financial Corp, any security holder of EverBank Financial Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.07, inclusive. The reporting person undertakes to provide to EverBank Financial Corp, any security holder of EverBank Financial Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this Form 4.
- F4The option became vested in 10 installments on January 2, 2006, 2007, 2007,2008, 2009, 2010, 2011, 2012, 2013, and 2014.