SEC Form 4 · accession 0001209191-15-025279
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis X. Ervin Jr.
Officer — EVP and Chief Risk Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $18.08 | Mar 9, 2015 | A | 17,361 | A | Mar 8, 2018 | Mar 8, 2025 | Common Stock, par vaue $0.01 per share | 17,361 | 17,361 | D |
| Restricted Common Stock UnitF1,F2 | $0.00 | Mar 9, 2015 | A | 5,743 | A | Mar 8, 2018 | Mar 8, 2018 | Common Stock, par vaue $0.01 per share | 5,743 | 5,743 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of EVER common stock.
- F2The restricted stock units will be settled in shares of EVER common stock upon the lapse of the restrictions on March 8, 2018.