SEC Form 4 · accession 0001209191-15-009907
TIAA FSB Holdings, Inc. · EVER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Blake Wilson
Officer — President and COO · Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 3, 2015 | M | 722 | $7.20 | A | 351,196 | D | |
| Common Stock, par value $0.01 per share | Feb 3, 2015 | S | 722 | $18.00 | D | 350,474 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 10,977 | I | Wilson Family Irrevocable Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 53,563 | I | As Trustee of the W. Blake Wilson 5-Year Grantor Retained Annuity Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 27,811 | I | As Trustee of the W. Blake Wilson 2012 2-Year Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.20 | Feb 3, 2015 | M | 722 | D | Jan 2, 2008 | Jan 2, 2017 | Common Stock, par value $0.01 per share | 37,500 | 36,778 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.
- F2The option, preresenting the right to purchase a total of 75,000 shares, became exercisable in three equal annual installments beginning on Janaury 2, 2008.