SEC Form 4 · accession 0001567619-18-008144
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Shortz
Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Dec 13, 2018 | D | 25,000 | $0.00 | D | 50,000 | D | |
| Common Stock, par value $0.01F2 | Dec 13, 2018 | A | 31,250 | $0.00 | A | 81,250 | D | |
| Common Stock, par value $0.01 | holding | — | — | — | 1,000 | I | The Shortz Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 13, 2018, the Company cancelled 25,000 shares of restricted stock owned by the reporting person, originally issued on November 17, 2016 with a vesting date of January 1, 2019.
- F2On December 13, 2018, the Company issued 31,250 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2021.