SEC Form 4 · accession 0001235110-17-000019
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 11, 2016
Accepted (ET)
Oct 3, 2017 · 12:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | X | 250,000 | $10.00 | A | 500,000 | I | By Hexagon, LLC |
| Common Stock | Nov 11, 2016 | X | 41,667 | $10.00 | A | 83,334 | I | By Labyrinth Enterprises, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $10.00 | Nov 11, 2016 | X | 250,000 | D | Sep 22, 2013 | Mar 22, 2018 | Common Stock | 250,000 | 0 | I |
| Common Stock Warrant | $10.00 | Nov 11, 2016 | X | 41,667 | D | Sep 22, 2013 | Mar 22, 2018 | Common Stock | 41,667 | 0 | I |